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مطالعه تطبیقی و تحلیل عناصر، آثار و ابعاد مالی– حقوقی پذیرش همزمان اوراق بهادار در بورس اوراق بهادار (با تمرکز بر حقوق ایران و آمریکا) | ||
دانشنامه حقوق اقتصادی | ||
دوره 27، شماره 18، اسفند 1399، صفحه 129-164 اصل مقاله (916.1 K) | ||
نوع مقاله: علمی پژوهشی | ||
شناسه دیجیتال (DOI): 10.22067/lowecon.2021.39476 | ||
نویسندگان | ||
سعید محمدی اقدم* 1؛ ابراهیم دیانتی نسب2 | ||
1دانشجوی دکتری مهندسی مالی دانشگاه علامه طباطبائی (ره) | ||
2دانشآموخته دکتری حقوق خصوصی دانشگاه تهران | ||
چکیده | ||
با توسعه ساختار و زیرساختهای نهادی-ابزاری بازار سرمایه در سطوح داخل و بینالملل، رقابت بهعنوان موضوع قابلمطالعه در مقام نظریه و عمل مطرح گردید که از آن جمله میتوان به رقابت در پذیرش اشاره نمود. در پذیرش همزمان بهعنوان یکی از شقوق پذیرش، ناشران، اوراق بهادار خود را بهطور همزمان در چند بورس داخل یا خارج درج و پذیرش مینمایند. این پژوهش در جایگاه موضوع شناسی، ابتدا جوانب مالی پدیده را بررسی و در ادامه نیز مقررات و اسناد پژوهشی را با استفاده از روش تحلیلی-تفسیری بر اساس مطابقت با ماهیت و عناصر حقوقی و مقرراتی در آمریکا و ایران از بعدهنجاری پوشش داده است که به عنوان وجه نوآوری پژوهش شناخته میشود. پذیرش همزمان عامل بروز چالشهایی مانند تعدد استانداردها و مقررات شامل الزامات افشاء و حاکمیت شرکتی، اعمال اقدامات نظارتی دو بورس، اقدامات مربوط به تعلیق یا لغو پذیرش و معامله، حلوفصل اختلافات بین بورسها یا سرمایهگذاران، ایجاد ارتباطات بین ارکان بازار سرمایه کشور مبدأ و مقصد و موارد مشابه دیگر است که در خصوص حلوفصل آنها رویکردهای مختلف ازجمله لحاظ معافیت شرایط خاص، سازگاری جایگزین، شناخت یکجانبه یا دوجانبه، امضاء تفاهمنامه یا فعالیت ذیل دستورالعملها و استانداردهای بینالمللی اتخاذ شده است. | ||
کلیدواژهها | ||
پذیرش همزمان فرامرزی (پذیرش متقابل) اوراقبهادار؛ بورسهای اوراق بهادار؛ بازار سرمایه؛ حقوق تطبیقی؛ حقوق آمریکا؛ حقوق ایران | ||
مراجع | ||
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Unpublished MSc project, University of Nairobi. | ||
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